Since the global financial crisis, financial institutions have spent billions on investigations and fines due to policy enforcement failures and regulatory breaches

Since the global financial crisis, financial institutions have spent billions on investigations and fines due to policy enforcement failures and regulatory breaches

As a result, the financial services sector has dramatically increased expenditure on legal and regulatory compliance activity.  In 2016 alone, banks spent almost $100 billion on legal and regulatory compliance enforcement programs (Source: Opimas.)

Despite this increased effort, many financial institutions are still struggling to stay on top of the legal and regulatory compliance burden.

Neota Logic can help financial institutions transform legal and compliance services by automating expertise, workflows and documents.

  • Automate the best internal and external advice on compliance and regulatory issues

  • Streamline the creation of financial documents such as non-disclosure agreements, ISDA’s, Client Onboarding Forms

  • Bring work in-house, while not increasing team size

  • Provide 24-hour legal and compliance support

  • Guide and train junior resources on important legal processes

  • Ensure accurate and consistent regulatory advice every time

We’ve worked with top financial institutions to automate expertise across a range of legal and regulatory compliance issues including  MiFID II, EMIR Uncleared Margin rules,  EU Marketing Fund Restrictions, Shareholder Disclosure Rules, new customer onboarding, anti-money laundering (AML), futures trading rules, investment advisor regulation, municipal (bond) advisor regulation, cross-border sales restrictions, and cross-border derivatives risks.

How can we help you?

Expertise Automation for Financial Services

Automation is the future of Financial Regulatory Compliance

Create apps to solve your legal and compliance department's bottlenecks. Make your team's expert advice available direct to your business users 24/7. Build apps to provide Analysis & Advice for compliance with regulations, policies, or procedures. Produce risk-weighted answers and letter-perfect documents, with full workflow control. Automate the creation, routing, approval and archiving of contracts, forms, or other documents.
Improve internal effeciency
Dramatically reduce risk
Lower costs and time-to-answer
Create audit records for regulators
"Only Neota Logic was able to provide the technology and development needed for us to provide the quality, efficiency, and effectiveness that we needed"
David Simon
Foley & Lardner LLP, Partner

How the Neota Logic platform works

Neota Logic connects complex content and expert analysis to provide precise, immediate answers and automate repetitive knowledge work

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